trading/shared/broker/alpaca_broker.py

240 lines
9 KiB
Python

"""Alpaca brokerage adapter implementing :class:`BaseBroker`.
Uses the ``alpaca-py`` SDK (``TradingClient``) for order management,
position retrieval, and account information. Paper vs. live trading is
controlled via the ``paper`` flag in the constructor.
"""
from __future__ import annotations
import asyncio
import logging
from datetime import datetime, timezone
from alpaca.common.exceptions import APIError
from alpaca.trading.client import TradingClient
from alpaca.trading.enums import OrderSide as AlpacaOrderSide
from alpaca.trading.enums import OrderStatus as AlpacaOrderStatus
from alpaca.trading.enums import TimeInForce
from alpaca.trading.models import Order as AlpacaOrder
from alpaca.trading.models import Position as AlpacaPosition
from alpaca.trading.models import TradeAccount
from alpaca.trading.requests import (
LimitOrderRequest,
MarketOrderRequest,
StopOrderRequest,
)
from shared.broker.base import BaseBroker
from shared.schemas.trading import (
AccountInfo,
OrderRequest,
OrderResult,
OrderSide,
OrderStatus,
OrderType,
PositionInfo,
)
logger = logging.getLogger(__name__)
# ---------------------------------------------------------------------------
# Status mapping helpers
# ---------------------------------------------------------------------------
_STATUS_MAP: dict[AlpacaOrderStatus, OrderStatus] = {
AlpacaOrderStatus.NEW: OrderStatus.PENDING,
AlpacaOrderStatus.ACCEPTED: OrderStatus.PENDING,
AlpacaOrderStatus.PENDING_NEW: OrderStatus.PENDING,
AlpacaOrderStatus.ACCEPTED_FOR_BIDDING: OrderStatus.PENDING,
AlpacaOrderStatus.PENDING_CANCEL: OrderStatus.PENDING,
AlpacaOrderStatus.PENDING_REPLACE: OrderStatus.PENDING,
AlpacaOrderStatus.PENDING_REVIEW: OrderStatus.PENDING,
AlpacaOrderStatus.HELD: OrderStatus.PENDING,
AlpacaOrderStatus.PARTIALLY_FILLED: OrderStatus.PENDING,
AlpacaOrderStatus.FILLED: OrderStatus.FILLED,
AlpacaOrderStatus.DONE_FOR_DAY: OrderStatus.FILLED,
AlpacaOrderStatus.CANCELED: OrderStatus.CANCELLED,
AlpacaOrderStatus.EXPIRED: OrderStatus.CANCELLED,
AlpacaOrderStatus.REPLACED: OrderStatus.CANCELLED,
AlpacaOrderStatus.STOPPED: OrderStatus.CANCELLED,
AlpacaOrderStatus.SUSPENDED: OrderStatus.CANCELLED,
AlpacaOrderStatus.REJECTED: OrderStatus.REJECTED,
}
def _map_status(alpaca_status: AlpacaOrderStatus) -> OrderStatus:
"""Convert an Alpaca order status to our canonical ``OrderStatus``."""
return _STATUS_MAP.get(alpaca_status, OrderStatus.PENDING)
def _map_side(alpaca_side: AlpacaOrderSide | None) -> OrderSide:
"""Convert an Alpaca order side to our canonical ``OrderSide``."""
if alpaca_side == AlpacaOrderSide.SELL:
return OrderSide.SELL
return OrderSide.BUY
# ---------------------------------------------------------------------------
# Alpaca broker implementation
# ---------------------------------------------------------------------------
class AlpacaBroker(BaseBroker):
"""Brokerage adapter backed by the Alpaca ``TradingClient``.
Parameters
----------
api_key:
Alpaca API key ID.
secret_key:
Alpaca API secret key.
paper:
If ``True`` (the default), connect to the Alpaca paper-trading
sandbox. Set to ``False`` for live trading.
"""
def __init__(self, api_key: str, secret_key: str, *, paper: bool = True) -> None:
self._client = TradingClient(
api_key=api_key,
secret_key=secret_key,
paper=paper,
)
# -- internal helpers ----------------------------------------------------
def _build_order_request(
self, order: OrderRequest
) -> MarketOrderRequest | LimitOrderRequest | StopOrderRequest:
"""Convert our ``OrderRequest`` into the appropriate Alpaca request."""
side = AlpacaOrderSide.BUY if order.side == OrderSide.BUY else AlpacaOrderSide.SELL
if order.order_type == OrderType.LIMIT:
if order.limit_price is None:
raise ValueError("limit_price is required for limit orders")
return LimitOrderRequest(
symbol=order.ticker,
qty=order.qty,
side=side,
time_in_force=TimeInForce.DAY,
limit_price=order.limit_price,
)
elif order.order_type == OrderType.STOP:
if order.stop_price is None:
raise ValueError("stop_price is required for stop orders")
return StopOrderRequest(
symbol=order.ticker,
qty=order.qty,
side=side,
time_in_force=TimeInForce.DAY,
stop_price=order.stop_price,
)
else:
# Default: MARKET order
return MarketOrderRequest(
symbol=order.ticker,
qty=order.qty,
side=side,
time_in_force=TimeInForce.DAY,
)
@staticmethod
def _order_to_result(alpaca_order: AlpacaOrder) -> OrderResult:
"""Convert an Alpaca ``Order`` model to our ``OrderResult``."""
filled_price: float | None = None
if alpaca_order.filled_avg_price is not None:
filled_price = float(alpaca_order.filled_avg_price)
qty = float(alpaca_order.qty) if alpaca_order.qty is not None else 0.0
timestamp = alpaca_order.submitted_at or alpaca_order.created_at or datetime.now(timezone.utc)
return OrderResult(
order_id=str(alpaca_order.id),
ticker=alpaca_order.symbol or "",
side=_map_side(alpaca_order.side),
qty=qty,
filled_price=filled_price,
status=_map_status(alpaca_order.status),
timestamp=timestamp,
)
@staticmethod
def _position_to_info(pos: AlpacaPosition) -> PositionInfo:
"""Convert an Alpaca ``Position`` to our ``PositionInfo``."""
return PositionInfo(
ticker=pos.symbol,
qty=float(pos.qty),
avg_entry=float(pos.avg_entry_price),
current_price=float(pos.current_price) if pos.current_price else 0.0,
unrealized_pnl=float(pos.unrealized_pl) if pos.unrealized_pl else 0.0,
market_value=float(pos.market_value) if pos.market_value else 0.0,
)
# -- BaseBroker interface ------------------------------------------------
async def submit_order(self, order: OrderRequest) -> OrderResult:
"""Submit an order to Alpaca.
Converts the ``OrderRequest`` into the appropriate Alpaca request
object, submits it via the ``TradingClient``, and returns an
``OrderResult`` reflecting the initial state of the order.
If the API rejects the order an ``OrderResult`` with status
``REJECTED`` is returned rather than raising an exception.
"""
try:
alpaca_request = self._build_order_request(order)
alpaca_order: AlpacaOrder = await asyncio.to_thread(
self._client.submit_order, alpaca_request
)
return self._order_to_result(alpaca_order)
except APIError as exc:
logger.warning("Order rejected by Alpaca: %s", exc)
return OrderResult(
order_id="",
ticker=order.ticker,
side=order.side,
qty=order.qty,
filled_price=None,
status=OrderStatus.REJECTED,
timestamp=datetime.now(timezone.utc),
)
async def cancel_order(self, order_id: str) -> bool:
"""Cancel an order on Alpaca by its ID.
Returns ``True`` if the cancellation request was accepted, or
``False`` if the API raised an error (e.g. the order was already
filled or does not exist).
"""
try:
await asyncio.to_thread(self._client.cancel_order_by_id, order_id)
return True
except APIError as exc:
logger.warning("Failed to cancel order %s: %s", order_id, exc)
return False
async def get_positions(self) -> list[PositionInfo]:
"""Return all open positions from Alpaca."""
positions: list[AlpacaPosition] = await asyncio.to_thread(
self._client.get_all_positions
)
return [self._position_to_info(p) for p in positions]
async def get_account(self) -> AccountInfo:
"""Return account summary from Alpaca."""
account: TradeAccount = await asyncio.to_thread(self._client.get_account)
return AccountInfo(
equity=float(account.equity) if account.equity else 0.0,
cash=float(account.cash) if account.cash else 0.0,
buying_power=float(account.buying_power) if account.buying_power else 0.0,
portfolio_value=float(account.portfolio_value) if account.portfolio_value else 0.0,
)
async def get_order_status(self, order_id: str) -> OrderResult:
"""Fetch the current state of an order from Alpaca."""
alpaca_order: AlpacaOrder = await asyncio.to_thread(
self._client.get_order_by_id, order_id
)
return self._order_to_result(alpaca_order)